Risk Assessment in Onboarding Process of New Foreign Clients based on FATF Framework

As part of the ongoing affiliation process, an independent Swiss Asset Manager will need to show that a rigorous compliance process is in place, in order to make sure only high quality customers are onboarded and risks to the reputation of the asset manager and his banks are minimised.

The illustration shows you how the sample process works.

In order to make it clear to potential customers I put together this schematic overview of what will be happening during the onboarding process and subsequent monitoring of the client relationship.

Questions or feedback?

Feel free to write me at contact@zuberbuehler-associates.ch or add a comment.

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